CS/SB 180 (2023) -  Regulation of Securities

General Bill by Banking and Insurance and Gruters
Regulation of Securities: Requiring the Financial Services Commission to define the term “accredited investor” by rule; revising requirements for the registration of securities; revising grounds on which the office may revoke, suspend, or deny the registration of securities; specifying continuing education requirements for associated persons of investment advisers and federal covered advisers; authorizing the commission to establish rules of conduct and prohibited business practices for intermediaries, etc.
Effective Date: 10/01/2023
Last Event: 06/13/23 Chapter No. 2023-205 on Tuesday, June 13, 2023 8:21 AM

Referred Committees and Committee Actions

Senate Referrals

  • Banking and Insurance
    • On agenda for: 03/29/23 8:30 AM
    • Favorable With Committee Substitute (final action) Votes: Yeas 11   Nays 0
  • Appropriations Committee on Agriculture, Environment, and General Government
    • On agenda for: 04/18/23 12:00 PM
    • Favorable (final action) Votes: Yeas 13   Nays 0
  • Fiscal Policy
    • On agenda for: 04/25/23 10:00 AM
    • Favorable (final action) Votes: Yeas 19   Nays 0

Related Bills

Bill # Subject Relationship
Bill #: CS/CS/HB 253 Subject: Regulation of Securities Relationship: Identical

Bill Text

Staff Analysis

Chamber Committee
Chamber: Senate Committee: Fiscal Policy 4/26/2023 9:33:28 AM
Chamber: Senate Committee: Fiscal Policy 4/24/2023 9:50:26 AM
Chamber: Senate Committee: Appropriations Committee on Agriculture, Environment, and General Government 4/19/2023 9:54:57 AM
Chamber: Senate Committee: Appropriations Committee on Agriculture, Environment, and General Government 4/17/2023 8:31:31 AM
Chamber: Senate Committee: Banking and Insurance 4/11/2023 1:32:25 PM
Chamber: Senate Committee: Banking and Insurance 3/29/2023 2:57:04 PM

Vote History

Chamber Date Yeas Nays Action Action 2 Vote Detail Barcode
Chamber: Senate Date: 04/28/2023 10:18 AM   Yeas: 39 Nays: 0 Action: Action 2: Vote Detail: Vote [Seq# 4] Barcode:
Chamber: House Date: 05/02/2023 12:07 PM   Yeas: 117 Nays: 0 Action: Action 2: Passage Vote Detail: Vote [Seq# 369] Barcode:

Bill History

Event Time Member Committee Ver.
Event: Chapter No. 2023-205 Time: 06/13/2023 - 8:21 AM Member: Committee: Version: er
Event: Approved by Governor Time: 06/09/2023 - 10:06 AM Member: Committee: Version: er
Event: Signed by Officers and presented to Governor Time: 06/05/2023 - 12:19 PM Member: Committee: Version: er
Event: H Message sent to senate Time: 05/02/2023 - 1:10 PM Member: Committee: Version: e1
Event: S Ordered enrolled Time: 05/02/2023 - 12:51 PM Member: Committee: Version: e1
Event: H CS passed; YEAS 117, NAYS 0 Time: 05/02/2023 - 12:07 PM Member: Committee: Version: e1
Event: H Read 3rd time Time: 05/02/2023 - 12:07 PM Member: Committee: Version: e1
Event: H Added to Third Reading Calendar Time: 05/01/2023 - 4:50 PM Member: Committee: Version: e1
Event: H Placed on 3rd reading Time: 05/01/2023 - 11:20 AM Member: Committee: Version: e1
Event: H Read 2nd time Time: 05/01/2023 - 11:18 AM Member: Committee: Version: e1
Event: H 1st Reading Time: 04/28/2023 - 10:15 PM Member: Committee: Version: e1
Event: H Bill added to Special Order Calendar (5/1/2023) Time: 04/28/2023 - 8:26 PM Member: Committee: Version: e1
Event: H Bill referred to House Calendar Time: 04/28/2023 - 7:48 PM Member: Committee: Version: e1
Event: H In Messages Time: 04/28/2023 - 12:00 PM Member: Committee: Version: e1
Event: S CS passed as amended; YEAS 39 NAYS 0 -SJ 601 Time: 04/28/2023 - 10:18 AM Member: Committee: Version: c1
Event: S Read 3rd time -SJ 601 Time: 04/28/2023 - 10:17 AM Member: Committee: Version: c1
Event: S Amendment(s) adopted (511822) -SJ 600 Time: 04/28/2023 - 10:17 AM Member: Committee: Version: c1
Event: S Read 2nd time -SJ 600 Time: 04/28/2023 - 10:16 AM Member: Committee: Version: c1
Event: S Placed on Special Order Calendar, 04/28/23 Time: 04/26/2023 - 10:05 AM Member: Committee: Version: c1
Event: S Placed on Calendar, on 2nd reading Time: 04/26/2023 - 10:00 AM Member: Committee: Fiscal Policy Version: c1
Event: S Favorable by- Fiscal Policy; YEAS 19 NAYS 0 Time: 04/25/2023 - 9:06 PM Member: Committee: Fiscal Policy Version: c1
Event: S On Committee agenda-- Fiscal Policy, 04/25/23, 10:00 am, 412 Knott Building Time: 04/20/2023 - 3:48 PM Member: Committee: Fiscal Policy Version: c1
Event: S Now in Fiscal Policy Time: 04/19/2023 - 4:28 PM Member: Committee: Fiscal Policy Version: c1
Event: S Favorable by Appropriations Committee on Agriculture, Environment, and General Government; YEAS 13 NAYS 0 Time: 04/18/2023 - 3:03 PM Member: Committee: Appropriations Committee on Agriculture, Environment, and General Government Version: c1
Event: S On Committee agenda-- Appropriations Committee on Agriculture, Environment, and General Government, 04/18/23, 12:00 pm, 110 Senate Building Time: 04/13/2023 - 2:48 PM Member: Committee: Appropriations Committee on Agriculture, Environment, and General Government Version: c1
Event: S CS by Banking and Insurance read 1st time Time: 03/31/2023 - 3:50 PM Member: Committee: Banking and Insurance Version: c1
Event: S Now in Appropriations Committee on Agriculture, Environment, and General Government Time: 03/31/2023 - 9:33 AM Member: Committee: Appropriations Committee on Agriculture, Environment, and General Government Version: c1
Event: S Pending reference review under Rule 4.7(2) - (Committee Substitute) Time: 03/31/2023 - 9:16 AM Member: Committee: Banking and Insurance Version: c1
Event: S CS by Banking and Insurance; YEAS 11 NAYS 0 Time: 03/29/2023 - 11:18 AM Member: Committee: Banking and Insurance Version: __
Event: S On Committee agenda-- Banking and Insurance, 03/29/23, 8:30 am, 412 Knott Building Time: 03/24/2023 - 2:17 PM Member: Committee: Banking and Insurance Version: __
Event: S Introduced Time: 03/07/2023 - 10:45 AM Member: Committee: Version: __
Event: S Referred to Banking and Insurance; Appropriations Committee on Agriculture, Environment, and General Government; Fiscal Policy Time: 01/26/2023 - 9:27 AM Member: Committee: Banking and Insurance Version: __
Event: S Filed Time: 01/12/2023 - 12:51 PM Member: Committee: Version: __

Statutes Referenced by this Bill

Statute Other Bill Citations
517.021 CS/CS/HB 253
517.061 CS/CS/HB 253
517.0611 CS/CS/HB 253
517.072 CS/CS/HB 253
517.075 CS/CS/HB 253
517.081 CS/CS/HB 253
517.082 CS/CS/HB 253
517.111 CS/CS/HB 253
517.12 CS/CS/HB 253
517.1205 CS/CS/HB 253
517.1214 CS/CS/HB 253
517.1215 CS/CS/HB 253
517.1217 CS/CS/HB 253
517.131 CS/CS/HB 253
517.161 CS/CS/HB 253
517.181 CS/CS/HB 253
517.201 CS/CS/HB 253
517.211 CS/CS/HB 253
517.315 CS/CS/HB 253
626.9911 CS/CS/HB 253
744.351 CS/CS/HB 253
921.0022 CS/SB 150, HB 187, SB 208, CS/SB 232, HB 245, CS/CS/HB 253, CS/CS/CS/SB 280, CS/CS/HB 365, CS/HB 431, CS/SB 486, CS/HB 543, CS/HB 603, CS/HB 659, CS/HB 1047, CS/HB 1233*, CS/SB 1334, CS/HB 1375, CS/SB 1456, CS/HB 1465, SB 1520, SB 1522, SB 1576

(*) Not the latest version