CS/CS/HB 143 (2019) -  Protection of Vulnerable Investors

General Bill by Commerce Committee and Insurance & Banking Subcommittee and Donalds and Brown (CO-SPONSORS) Caruso; Cortes, J.; Driskell; Eskamani; Fetterhoff; Silvers; Watson, B.; Yarborough
Protection of Vulnerable Investors: Requires securities dealers, investment advisers, & associated persons to report abuse, neglect, or exploitation of vulnerable adults to DCF's central abuse hotline; authorizes dealers & advisers to delay transaction or disbursement of funds or securities based on reasonable belief of exploitation of specified adults; provides notice requirements; authorizes DCF to provide status of investigations to certain persons; requires dealers or advisers to make certain records available to OFR; provides specified immunity for certain persons.
Effective Date: July 1, 2019
Last Event: 05/03/19 S Died in Children, Families, and Elder Affairs on Friday, May 3, 2019 11:59 PM

Referred Committees and Committee Actions

House Referrals

Senate Referrals

  • Children, Families, and Elder Affairs
  • Banking and Insurance
  • Rules

Related Bills

Bill # Subject Relationship
Bill #: CS/SB 1466 Subject: Protection of Vulnerable Investors Relationship: Similar

Bill Text

Staff Analysis

Chamber Committee
Chamber: House Committee: Commerce Committee 4/5/2019 6:35:24 PM
Chamber: House Committee: Commerce Committee 4/2/2019 4:04:10 PM
Chamber: House Committee: Government Operations & Technology Appropriations Subcommittee 3/26/2019 7:06:12 PM
Chamber: House Committee: Government Operations & Technology Appropriations Subcommittee 3/22/2019 5:50:42 PM
Chamber: House Committee: Insurance & Banking Subcommittee 3/14/2019 4:49:26 PM
Chamber: House Committee: Insurance & Banking Subcommittee 3/11/2019 3:47:02 PM
Chamber: House Committee: Insurance & Banking Subcommittee 1/16/2019 3:40:02 PM

Vote History

Chamber Date Yeas Nays Action Action 2 Vote Detail Barcode
Chamber: House Date: 04/17/2019 01:04 PM   Yeas: 117 Nays: 0 Action: Action 2: Passage Vote Detail: Vote [Seq# 127] Barcode:

Bill History

Event Time Member Committee Ver.
Event: S Died in Children, Families, and Elder Affairs Time: 05/03/2019 - 11:59 PM Member: Committee: Children, Families, and Elder Affairs Version: c2
Event: S Indefinitely postponed and withdrawn from consideration Time: 05/03/2019 - 11:59 PM Member: Committee: Version: c2
Event: S Received -SJ 455 Time: 04/24/2019 - 6:01 PM Member: Committee: Version: c2
Event: S Referred to Children, Families, and Elder Affairs; Banking and Insurance; Rules -SJ 455 Time: 04/24/2019 - 9:19 AM Member: Committee: Children, Families, and Elder Affairs Version: c2
Event: H Message sent to senate Time: 04/23/2019 - 11:30 PM Member: Committee: Version: c2
Event: S In Messages Time: 04/23/2019 - 11:25 PM Member: Committee: Version: c2
Event: H CS passed; YEAS 117, NAYS 0 Time: 04/17/2019 - 1:04 PM Member: Committee: Version: c2
Event: H Read 3rd time Time: 04/17/2019 - 1:04 PM Member: Committee: Version: c2
Event: H Read 2nd time Time: 04/17/2019 - 1:03 PM Member: Committee: Version: c2
Event: H Bill added to Special Order Calendar (4/17/2019) Time: 04/11/2019 - 6:32 PM Member: Committee: Version: c2
Event: H Added to Second Reading Calendar Time: 04/08/2019 - 5:04 PM Member: Committee: Version: c2
Event: H 1st Reading Time: 04/08/2019 - 5:04 PM Member: Committee: Version: c2
Event: H Bill referred to House Calendar Time: 04/08/2019 - 1:57 PM Member: Committee: Version: c2
Event: H CS Filed Time: 04/05/2019 - 6:44 PM Member: Committee: Version: c2
Event: H Laid on Table under Rule 7.18(a) Time: 04/05/2019 - 6:44 PM Member: Committee: Version: c1
Event: H Reported out of Commerce Committee Time: 04/05/2019 - 6:32 PM Member: Committee: Commerce Committee Version: c1
Event: H Favorable with CS by Commerce Committee (Amended) Time: 04/04/2019 - 4:46 PM Member: Committee: Commerce Committee Version: c1
Event: H Favorable with amendment(s) by Commerce Committee Time: 04/04/2019 - 3:33 PM Member: Committee: Commerce Committee Version: c1
Event: H Added to Commerce Committee agenda Time: 04/02/2019 - 3:59 PM Member: Committee: Commerce Committee Version: c1
Event: H Now in Commerce Committee Time: 03/26/2019 - 7:10 PM Member: Committee: Commerce Committee Version: c1
Event: H Reported out of Government Operations & Technology Appropriations Subcommittee Time: 03/26/2019 - 7:10 PM Member: Committee: Government Operations & Technology Appropriations Subcommittee Version: c1
Event: H Favorable by Government Operations & Technology Appropriations Subcommittee Time: 03/26/2019 - 6:07 PM Member: Committee: Government Operations & Technology Appropriations Subcommittee Version: c1
Event: H Added to Government Operations & Technology Appropriations Subcommittee agenda Time: 03/22/2019 - 4:11 PM Member: Committee: Government Operations & Technology Appropriations Subcommittee Version: c1
Event: H Now in Government Operations & Technology Appropriations Subcommittee Time: 03/15/2019 - 6:34 PM Member: Committee: Government Operations & Technology Appropriations Subcommittee Version: c1
Event: H Referred to Commerce Committee Time: 03/15/2019 - 6:34 PM Member: Committee: Commerce Committee Version: c1
Event: H Referred to Government Operations & Technology Appropriations Subcommittee Time: 03/15/2019 - 6:34 PM Member: Committee: Government Operations & Technology Appropriations Subcommittee Version: c1
Event: H 1st Reading Time: 03/15/2019 - 5:29 PM Member: Committee: Version: c1
Event: H CS Filed Time: 03/14/2019 - 4:51 PM Member: Committee: Version: c1
Event: H Laid on Table under Rule 7.18(a) Time: 03/14/2019 - 4:51 PM Member: Committee: Version: __
Event: H Reported out of Insurance & Banking Subcommittee Time: 03/14/2019 - 4:48 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H Favorable with CS by Insurance & Banking Subcommittee Time: 03/13/2019 - 2:53 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H PCS added to Insurance & Banking Subcommittee agenda Time: 03/11/2019 - 3:45 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H 1st Reading Time: 03/05/2019 - 11:28 PM Member: Committee: Version: __
Event: H Removed from Meeting Agenda of Insurance & Banking Subcommittee Time: 01/17/2019 - 3:54 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H Added to Insurance & Banking Subcommittee agenda Time: 01/16/2019 - 3:34 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H Now in Insurance & Banking Subcommittee Time: 01/09/2019 - 12:27 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H Referred to Commerce Committee Time: 01/09/2019 - 12:27 PM Member: Committee: Commerce Committee Version: __
Event: H Referred to Government Operations & Technology Appropriations Subcommittee Time: 01/09/2019 - 12:27 PM Member: Committee: Government Operations & Technology Appropriations Subcommittee Version: __
Event: H Referred to Insurance & Banking Subcommittee Time: 01/09/2019 - 12:27 PM Member: Committee: Insurance & Banking Subcommittee Version: __
Event: H Filed Time: 01/02/2019 - 9:18 AM Member: Donalds Committee: Version: __

Statutes Referenced by this Bill

Statute Other Bill Citations
415.1034 CS/SB 1466
517.34 CS/SB 1466